Regulatory & Exam Management Analyst - Associate

Deutsche Bank is seeking an Entry Level Regulatory & Exam Management Analyst to support the coordination and management of regulatory examinations and inquiries across various financial sectors. This role focuses on execution, coordination, and governance support, providing exposure to U.S. financial regulators and technology-enabled tools for regulatory engagement.

Responsibilities

• Assist with coordinating, supporting, and organizing regulatory exams and inquiries from FINRA, the Federal Reserve, the SEC, and state regulators—including annual, recurring, and ad-hoc reviews across Equities, Fixed Income, Sales Practices, Treasury, and Capital Markets—by managing information requests, supporting materials, and submission packages
• Manage trackers to monitor regulatory requests, deadlines, ownership, and response status; coordinate with internal stakeholders to gather required documentation and data; and review materials for completeness, accuracy, and consistency before submission
• Collaborate with teams across Compliance, Legal, Operations, Treasury, Technology, Risk, and business areas to support regulatory activities, including preparing for regulatory meetings by developing agendas, materials, and tracking follow-up action items
• Support the drafting and maintenance of regulatory exam documentation—including chronologies, summaries, templates, and records—in compliance with confidentiality, information-security, and record-management requirements; and contribute to process improvements and responsible use of technology-enabled and AI-assisted tools for regulatory tracking, documentation, and governance

Skills

• Bachelor's degree in Finance, Economics, Business, Accounting, Risk Management, or a related field
• Strong AI capabilities
• Strong attention to detail and organizational skills and ability to manage multiple tasks and deadlines in a fast paced, highly regulated environment
• Strong written and verbal communication skills
• Proficiency in Microsoft Excel, PowerPoint, Word, and Outlook, including the ability to develop clear, well structured presentations and summary materials for meetings and senior stakeholders
• Internship or entry level experience in compliance, risk, audit, regulatory affairs, or financial services
• Exposure to securities markets, financial regulation, or regulatory examinations
• Interest in regulatory oversight, governance, or control functions
• Demonstrated interest in leveraging technology and AI enabled tools to support regulatory coordination, documentation, and process improvement
• Familiarity with data organization, trackers, workflow tools, or presentation materials used to support regulatory or compliance activities

Benefits

• A diverse and inclusive environment that embraces change, innovation, and collaboration
• A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
• Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
• Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
• Educational resources, matching gift and volunteer programs

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